Financial Service Providers Committed to Client Protection

We recognize the providers whose profiles are listed in the link below for their commitment to client protection implementation. Each of these organizations signed our commitment statement, which says:


“Our organization has reviewed the Client Protection Standards, and
we commit to using them to improve our practices over time.” 


In addition to making a public commitment to client protection, each of these organization has listed in their profile their completed client protection assessments and/or certifications. These are available upon request via the contact information listed in the organization’s profile.

Questions about any of the profiles?  Email us!

Click the button below to view the profiles of financial

service providers committed to client protection (MS Excel)